Hanwha Investment & Securities

003530 · KOSPI · Financials · SMALL CAP

Related party's participation in rights offering

Hanwha Investment & Securities disclosed that its largest shareholder Hanwha Asset Management Co., Ltd. will invest US$184M (50,000,000 common shares at US$3.69 per share) in the company's US$369M third-party-allotment rights offering, resulting in a post-offering stake of 46.73%.

Capital raise(Related party's participation in rights offering)· FILED 2026-09-30· RCEPT 20260930000830

What happened

Related Party's Participation in Rights Offering / Hanwha Investment & Securities

Related Party's Participation in Rights Offering Business group name: Hanwha Company name: Hanwha Investment & Securities Co., Ltd. Disclosure date: 2026.09.30 Applicable law: Article 26 of the Monopoly Regulation and Fair Trade Act (Unit: KRW million)

1. Participant in the rights offering: Hanwha Asset Management Co., Ltd.; Relationship with the company: Affiliate

2. Details of the equity participation: a. Investment amount: 250,000 b. Number of shares invested in: Common shares, 50,000,000 c. Ownership ratio after investment (%): 46.73 d. Investment method: Third-party-allotment rights offering e. Price per share (KRW): 5,000

3. Details of the rights offering: a. Capital increase amount: 500,000 b. Number of shares in the capital increase: Preferred shares 50,000,000; Common shares 50,000,000

4. Board resolution date: 2026.09.30; Attendance of outside directors: Present (persons): 3; Absent (persons): -; Attendance of auditors (audit committee members): Present

5. Other: a. This matter concerns the participation of the largest shareholder Hanwha Asset Management Co., Ltd. in the Company's third-party-allotment rights offering. b. The "2. Details of the equity participation - c. Ownership ratio after investment (%)" above was calculated based on the total issued shares after the capital increase of 319,347,775 shares. c. The "4. Board resolution date" above is the date of Hanwha Investment & Securities Co., Ltd.'s board resolution on the rights offering decision. d. The above details may change depending on the progress of the rights offering.

Related disclosure date: 2026.09.30 Material Event Report (Rights Offering Decision)

Filed2026-09-30, Related party's participation in rights offering
SourceDART rcept 20260930000830 → open original filing

Source: DART. Information only, not investment advice.

For informational purposes only. This is not investment advice, a recommendation, or a solicitation to buy or sell any security. Do your own research; any investment decision is your own responsibility.

Data from DART, Korea's official corporate-filing system. Data sourced from official DART filings. Accuracy is not guaranteed. Figures are as of the date shown. As of 2026-09-30 (KST). · Converted at 1 USD ≈ ₩1,325 (rate of 2026-10-21).