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Hanwha Life Insurance / Rights Offering Decision (Subsidiary's Material Management Matter) / (2026.09.30) Rights Offering Decision (Subsidiary's Material Management Matter)
Rights Offering Decision (Subsidiary's Material Management Matter) Report on a material management matter of the subsidiary Hanwha Investment & Securities Co., Ltd.
1. Type and number of new shares: Common shares: 50,000,000; Class shares: 50,000,000 2. Par value per share (KRW): 5,000 3. Total shares issued before the capital increase: Common shares: 214,547,775; Class shares: 4,800,000 4. Purpose of fundraising: Facility funds (KRW): -; Business acquisition funds (KRW): -; Working capital (KRW): 500,000,000,000; Debt repayment funds (KRW): -; Funds to acquire securities of other companies (KRW): -; Other funds (KRW): - 5. Capital increase method: Third-party allotment
[In the case of a third-party allotment] 6. New share issue price: Common shares (KRW): 5,000; Class shares (KRW): 5,000 7. Discount or premium rate to the reference share price (%): 10.5 8. Articles of incorporation basis for the third-party allotment: Article 10 (Issuance and Allotment of Shares) 9. Payment date: 2026-10-08 10. Dividend record start date for the new shares: 2026-01-01 11. Expected date of new share certificate delivery: 2026-10-22 12. Matters related to in-kind contribution: Whether there is an in-kind contribution: No; Whether unlisted company shares are included among in-kind contribution assets: Not applicable; In-kind contribution value of shares to be paid in: -; Ratio to the company's total assets for the most recent fiscal year (%): -; Number of shares to be paid in: - 13. Board resolution date (decision date): 2026-09-30; Attendance of independent (outside) directors: Present (persons): 3; Absent (persons): 0; Attendance of auditors (audit committee members who are not independent/outside directors): - 14. Whether a securities registration statement must be filed: No 15. If exempted from filing, the reason: Private placement and resale restriction measures (one-year lock-up with the Korea Securities Depository) 16. Whether subject to Fair Trade Commission reporting: Yes 17. Other matters important to investment judgment: For details on this matter, please refer to the "Material Event Report (Rights Offering Decision)" disclosed by Hanwha Investment & Securities Co., Ltd. on September 30, 2026.
Related disclosures: -
[Basis and purpose of the third-party allotment] Articles of incorporation provision serving as the basis for the third-party allotment / Purpose of the third-party allotment capital increase:
Article 10 (Issuance and Allotment of Shares) (1) When the Company issues new shares by resolution of the board of directors, it shall do so by one of the following methods: 1. A method of giving shareholders the opportunity to subscribe for new shares, allotting new shares according to the number of shares they hold; 2. A method of giving a specific person (including a shareholder of the Company), by a method other than item 1, the opportunity to subscribe for new shares, within a range not exceeding 50% of the total number of issued shares, where necessary to achieve the Company's management objectives such as the introduction of new technology or improvement of its financial structure; 3. A method of giving an unspecified large number of persons (including shareholders of the Company), by a method other than item 1, within a range not exceeding 50% of the total number of issued shares, the opportunity to subscribe for new shares, and allotting new shares to those who subscribe accordingly. (2) Where new shares are allotted by the method in paragraph (1), item 3, the new shares must be allotted by a method falling under one of the following, by resolution of the board of directors: 1. A method of allotting new shares to an unspecified large number of subscribers without classifying the type of persons given the opportunity to subscribe for new shares; 2. A method of allotting new shares to employee stock ownership association members in accordance with relevant laws and regulations, and giving an unspecified large number of persons the opportunity to subscribe for new shares, including any shares not subscribed for; 3. A method of giving shareholders a preferential opportunity to subscribe for new shares, and where there are unsubscribed shares, giving an unspecified large number of persons the opportunity to be allotted such shares; 4. A method of giving a specific type of person the opportunity to subscribe for new shares in accordance with reasonable criteria set by relevant laws and regulations, such as a book-building process prepared by an investment dealer or investment broker acting as an underwriter or arranger.
Purpose: To achieve the Company's management objectives, including building the foundation for approval as a comprehensive financial investment business operator through capital expansion and improving its financial structure.
[Selection process, transaction history, and allotment details by third-party allottee]
Allottee: Hanwha Asset Management Co., Ltd. Relationship with the company or largest shareholder: Largest shareholder Selection process: Finally selected considering the investor's intent, payment capacity, and timing, etc., in order to promptly raise the funds needed to achieve the Company's management objectives Transactions within 6 months before/after the capital increase decision, and plans: From January to June 2026, the transaction amount with Hanwha Asset Management Co., Ltd. for beneficiary certificate trading and bond brokerage, etc., was KRW 1,009,539 million. Transactions within the next 6 months are expected to continue at a similar level to the present. Shares allotted: 50,000,000 Remarks: Common shares - entire amount under one-year lock-up
Allottee: Hanwha Life Insurance Co., Ltd. Relationship with the company or largest shareholder: Affiliate Selection process: Finally selected considering the investor's intent, payment capacity, and timing, etc., in order to promptly raise the funds needed to achieve the Company's management objectives Transactions within 6 months before/after the capital increase decision, and plans: From January to June 2026, the transaction amount with Hanwha Life Insurance Co., Ltd. for beneficiary certificate trading and bond brokerage was KRW 1,677,628 million. Transactions within the next 6 months are expected to continue at a similar level to the present. Shares allotted: 50,000,000 Remarks: Convertible preferred shares - entire amount under one-year lock-up
[Specific purpose of use of funds raised through the third-party allotment - in the case of working capital/other funds] (unit: KRW)
Fund use: Working capital Details: Strengthening financial soundness and business competitiveness, etc. Planned amount of use by year: 2026: 500,000,000,000; 2027: -; 2028 and after: -; Total: 500,000,000,000
[Matters regarding the subsidiary] Subsidiary name: Hanwha Investment & Securities Co., Ltd. English name: HANWHA INVESTMENT&SECURITIES CO.,LTD Representative: Jang Byung-ho Main business: Securities and futures brokerage Whether it is a major subsidiary: Not applicable Subsidiary's total assets (KRW): 17,357,936,452,635 Parent company's consolidated total assets (KRW): 178,534,377,201,758 Ratio to the parent company's consolidated total assets (%): 9.72
| Filed | 2026-09-30, Rights offering (paid-in capital increase) decision (subsidiary) |
|---|---|
| Source | DART rcept 20260930801232 → open original filing |
Source: DART. Information only, not investment advice.
